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Fund Compliance

Meet highly complex compliance requirements

Deloitte’s fund and real estate compliance professionals bring an international, collaborative perspective to cross-border, multi asset-class investment reporting. We can help you master the requirements in a multi-jurisdictional environment adhering to SEC, DOL, IOSCO, UCITS, AIFM, and other regulatory guidelines.

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Modern solutions for investment fund compliance needs

The global investment management industry faces rigorous fund compliance, reporting, and transparency requirements. Within the cross-border distribution arena, mutual funds must cope with laws, rules, and regulations at the regional and country levels. To comply with complex mandates, private equity and real estate fund managers and asset servicers are turning to technology to calculate tax exposure and withholdings, prepare and validate investor tax reports, and manage compliance obligations.

We implement Deloitte technology, including iPACS Fund Tax Reporting software, to increase efficiency and compliance for private-equity and asset-management clients. The software also supports global investor and product tax reporting and compliance for regulated and alternative funds across investment and investor types. All of it is backed up by industry specialists committed to helping you grow your business through more efficient and effective compliance operations.

Asset management organizations can face challenges with achieving operational consistency in their ICM programs, often a critical line of defense in maintaining regulatory compliance. Standard investment compliance and monitoring tools can help establish, execute, and maintain compliance with regulatory, client, contractual, and risk-sourced investment restrictions.

Deloitte’s investment compliance services and tools can help clients enhance the efficiency and effectiveness of their compliance monitoring capabilities. We help perform contract analysis of source documentation, such as investment guidelines and prospectuses, to identify, capture, code, and test investment restrictions within the ICM system on a remedial and forward-looking basis. We also assist in designing and implementing a target operating model (TOM) for the ICM function and automating ICM systems in line with leading industry practices.

Our thinking

Tax Transformation with Cloud ERP

Browse through this report to learn about new strategies and operational capabilities that support evolving business needs and tax regulations.
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Operations transformation

Business model evolution is accelerating more quickly than ever. Companies are adapting to the digital era, investing in green initiatives, and mapping growth plans for recovery. They cannot do all of this without the forecasting and scenario modeling capabilities of their tax team. This creates a new business imperative for the C-suite to partner with the tax function. By no longer being consumed by routine compliance and reporting activities, the tax team is empowered to deliver increased agility and value.
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Corporate Tax Compliance

Deloitte's team can help with a full spectrum of potential compliance needs, from corporate tax compliance to tax controversy and audit support.
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Global Transfer Pricing readiness center

Forward-thinking multinational corporations are changing course on their international approach to transfer pricing. They are taking a strategic look at their transfer pricing policy, process and technology in response to the evolving global landscape.
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Get in touch

Gavin Bullock

Partner
+44 (0)20 7007 0663